Conduct and Accountability in Financial Services - Stacey English, Susannah Hammond - diskuze

"An invaluable source of accurate regulatory compliance information to draw from. Well laid out, clear and detailed." - Rocky Hirst, EMEA Head of Compliance for EMEA Institution Credit Management, Citi"I am finding it a real treasure trove, and truly practical." - Kathy Jacobs, Director Consultant, Regionvale "A brilliant book which is very useful and essential reference in my everyday work. I have also recommended it to colleagues." - Djan Direk Chartered FCSI, FICA, CAMS, Manager - Compliance Monitoring, Assurance and Governance at First Abu Dhabi Bank"My thanks to you for producing such a brilliant piece of work. It has helped me understand the UK financial industry." - Rishikesh Sharma, Senior Counsel - Government of India The Honourable Society of The Inner Temple, London*Conduct and Accountability in Financial Services: A Practical Guide provides comprehensive, practical and expert guidance on how best to comply with the Senior Managers & Certification Regime. The Second Edition has been fully revised to include:- The FCA’s consultation on the proposed update to SM&CR- An expanded chapter on technology in a post pandemic hybrid world- Coverage of the Consumer Duty - Overarching principles of how to manage personal regulatory risk- An overview of related global developments- Recent enforcement actions and the lessons to be learned.This is a must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academic
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